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Digital Deadline SEC

Updated Filing Deadlines for Schedules 13D and 13G

By Jacob Spicer & Jarrod Azopardi on October 3, 2025
Posted in Corporate Transparency Act, General

In 2023, the Securities and Exchange Commission (the “SEC”) adopted amendments and issued guidance to modernize the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 (the “Exchange Act”) when a person acquires more than 5% beneficial ownership of a voting class of…

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The Winstead IM microsite provides resources and guidance for investment managers and fund sponsors. Our experienced team of attorneys offers insight into recent legal developments and investment products, such as private funds, managed accounts, model portfolio services, and published indexes. From fund formation and structuring to mergers and acquisitions, portfolio transactions, and compliance challenges, we provide practical guidance to help you stay ahead of the curve.

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