SEC Charges Companies for Failing to Timely File Form D in Violation of Regulation D
On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced charges against two private companies…
SEC Charges Companies for Failing to Timely File Form D in Violation of Regulation D
On December 20, 2024, the U.S. Securities and Exchange Commission (the “SEC”) announced charges against two private companies…
arosell@winstead.com
817.420.8261
Andrew Rosell is a business and solution-oriented attorney, strategically guiding investment managers, family offices and professional and institutional investors in all aspects of their business. He brings to the table a robust background as a staff auditor at Ernst & Young focusing on real estate audit and consulting, as well as more than 8 years serving as the former General Counsel and Chief Compliance Officer at Kleinheinz Capital Partners, Inc., a multi-billion-dollar SEC registered investment adviser…Read More
bmcdavid@winstead.com
214.745.5490
Burke McDavid is a seasoned attorney with a comprehensive understanding of investment management, compliance and corporate law. Continuing his distinguished career spanning more than two decades, he brings a wealth of experience in both private practice as well as overseeing legal and compliance matters as General Counsel and Chief Compliance Officer for a registered investment adviser…Read More